Helping You Navigate Life's Financial Journey

CONNECT

Address:

20985 Lava Flow (Office) P.O. Box 8011, Bend, OR 97708 (Mail)
Bend, OR 97701

Phone:

541-385-6263

Fax/Other:

541-323-3640

Roles & Responsibilities- Retirement Plan Consultant

Consultant Roles and Responsibilities

 

FIDUCIARY CONSULTANT

  • Offer Fiduciary services to Plans.
     
  • Assess and help mitigate risk, create a clear understanding of  Trustee Fiduciary obligations and requirements.
     
  • Perform regular plan reviews.

DUE DILIGENCE PROVIDER

  • Evaluate Plan provider products and services relative to the your organization's needs.
     
  • Provide selection swervices and state of the art Benchmarking services, together with plan transition services.

PLAN PERFORMANCE EVALUATOR

  • Monitor, Evaluate and Report on Plan Performance.
     
  • Help assess employee education, investment and recordkeeping status, options and costs.
     
  • Conduct regular meetins as appropriate.
     
  • Monitor Plan Design options, offer alternatives to address changing needs or goals.
     
  • Assess Plan participation, contribution and education levels, develop strategies to improve each.

Needs Assessor

  • Help you determine if a Retirement Plan will serve you and your company.
     
  • Analyze plan design options that will be most effective for meeting your goals.
     
  • Help you keep your plan design up to date so you may receive maximum benefit.
     
  • Evaluate options, and make recommendations for your review.

Investment Analyst

  • Help you develop an Investment Policy Statement that is appropriate for your plan and participants.
     
  • Help you select diverse, high quality investment options that offer opportunity with sensitivity to desired risk.
     
  • Monitor and report on the success of options, recommend new or replacement options as indicated by regular reviews.
     
  • Assess and monitor overall plan investment health and develop recommendations for adjustments as appropriate.

Participant Counselor

  • Provide interactive educational meetings for employees
     
  • Provide Participant Investment Advice-Planning, one-on-one (if elected at additional cost)
     
  • Maintain regular office hours, available for email/telephone support
     
  • Assess employee sentiment about plan as needed.

 

BOOK A COMPLIMENTARY REVIEW WITH DAVID SMITH, CFP®, ChFC®, QPFC AND EXPERIENCE THE DIFFERENCE...

Qualified Plan Financial Consultant TM
Member-American Society of Pension Professionals and Actuaries   -   ASPPA.ORG

Certified Financial Planner

Strategic Wealth Management, LLC, is a Registered Investment Adviser specializing in providing Wealth Management services, Comprehensive Financial Planning and Consulting services.  Securities are offered through United Planners Financial Services of America, a Limited Partnership Member FINRA/SIPC. Strategic Wealth Management, LLC and United Planners are not affiliated.

 

 

Check the background of this financial professional on FINRA's BrokerCheck
Check the background of this financial professional on FINRA's BrokerCheck