CODE OF ETHICS AND PROFESSIONAL RESPONSIBILITY* PRINCIPLES OF OUR PRACTICE1. INTEGRITYIntegrity demands honesty and candor which must not be subordinated to personal gain and advantage2. OBJECTIVITYObjectivity requires intellectual honesty and impartiality3. COMPETENCECompetence means attaining and maintaining an adequate level of knowledge and skill, and application of that knowledge and skill in providing services to clients4. FAIRNESSFairness requires impartiality, intellectual honesty and disclosure of material conflicts of interest5. CONFIDENTIALITYConfidentiality means ensuring information is accessible only to those authorized to have access6. PROFESSIONALISMProfessionalism requires behaving with dignity and courtesy to clients, fellow professionals and others in business related activities7. DILIGENCEDiligence is the provision of services in a reasonably prompt and thorough manner, including the proper planning for and supervision of the rendering of professional services Strategic Wealth Management, LLC endorses these principles and follows them as our own standard of practice.*CFP Board's Code of Ethics. Copyright © 2009, Certified Financial Planner Board of Standards, Inc. All rights reserved. Used with Permission. BOOK A COMPLIMENTARY REVIEW WITH DAVID W. SMITH, CFP®, CHFC®, QPFC AND EXPERIENCE THE DIFFERENCESTRATEGIC WEALTH MANAGEMENT, LLC, IS A REGISTERED INVESTMENT ADVISER SPECIALIZING IN PROVIDING WEALTH MANAGEMENT SERVICES, COMPREHENSIVE FINANCIAL PLANNING AND CONSULTING SERVICES. SECURITIES ARE OFFERED THROUGH UNITED PLANNERS FINANCIAL SERVICES OF AMERICA, A LIMITED PARTNERSHIP MEMBER FINRA/SIPC. STRATEGIC WEALTH MANAGEMENT, LLC AND UNITED PLANNERS ARE NOT AFFILIATED.